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← Legal Guides 14 May 2026

AUSTRAC Tranche 2 for Lawyers and Law Firms

Lawyers are caught by Tranche 2. Here's the AML/CTF program your firm needs, the deadlines, and the engagement-letter clauses to update.

aml ctf austrac law firms lawyers service agreement tranche 2

For the first time in Australian regulatory history, lawyers are inside AUSTRAC’s supervisory net. The Anti-Money Laundering and Counter-Terrorism Financing Amendment Bill 2024 brings legal practitioners into Tranche 2 from 1 July 2026, with all the customer due diligence, reporting and program obligations Tranche 1 entities have carried since 2006.

The reform is targeted, not blanket. Only “designated service” work — broadly, transactional work that touches money movement, real property, company structures or trust arrangements — triggers the obligations. Pure litigation work is largely carved out.

Who is caught

  • Property and conveyancing lawyers (every transfer, mortgage, lease)
  • Commercial lawyers handling business sales, share transfers, restructures
  • Trust and estate lawyers setting up or administering structures
  • Lawyers running client trust accounts that move funds for clients
  • Migration lawyers handling investment-pathway visas

What an AML/CTF program means for a firm

  • A board-approved Part A program — risk assessment, governance, training, oversight
  • A Part B program — customer due diligence on every client and beneficial owner
  • Risk-rate every matter at file-opening
  • Suspicious matter reports lodged with AUSTRAC within 24 hours (with statutory protection from breach-of-confidence claims)
  • Threshold transaction reports for $10,000+ cash movements
  • Seven-year record retention
  • Annual compliance reporting and an appointed AML/CTF compliance officer

What is new vs Tranche 1

Tranche 1 (banks, money remitters, casinos) has run this regime for nearly two decades. Tranche 2 closes the FATF “gatekeeper” gap. The legal-professional privilege carve-outs are narrow — the obligation to lodge an SMR generally survives privilege, with carefully drafted statutory protection for the lawyer.

What contracts and documents need updating

  • Client engagement letters — AML/CTF disclosure, ID and beneficial-ownership consent, source-of-funds enquiry, refusal/delay rights, retainer-termination triggers
  • Trust account terms and authority forms
  • Privacy collection notices — sensitive ID and source-of-funds data
  • Subcontractor / agent / barrister briefing templates — flow-down of AML obligations
  • Retainer-variation letters when a matter’s scope crosses into a designated service mid-engagement

The deadlines and penalties

Commencement 1 July 2026, AUSTRAC enrolment first, full obligations from commencement with limited transitional relief. Civil penalties to $22 million per contravention for incorporated practices; partner-level personal liability for systemic failures.

How an updated Service Agreement helps

Claim Done’s Service Agreement wizard produces a Tranche 2-ready engagement letter — AML/CTF disclosures, ID and beneficial-ownership consent, source-of-funds language, refusal/delay rights, and the file-note structure AUSTRAC will look for at audit. Flat $79, DOCX and PDF, ready to deploy across the firm.

Next step

Appoint a compliance officer, enrol with AUSTRAC, draft Part A, and re-paper every engagement letter before 1 July 2026.

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